-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M/3nogpPBpjIq/FZ0sZ7eGEv8rBCB661QzQd3WbpX/WWRqp3AaBAH3U2EGCC+Mnp VoEu+0zj5MusQdFNU8LSwA== 0000904280-98-000293.txt : 19981015 0000904280-98-000293.hdr.sgml : 19981015 ACCESSION NUMBER: 0000904280-98-000293 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981014 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FRANKFORT FIRST BANCORP INC CENTRAL INDEX KEY: 0000930182 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 611271129 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-47979 FILM NUMBER: 98725447 BUSINESS ADDRESS: STREET 1: 216 W MAIN ST CITY: FRANKFORT STATE: KY ZIP: 40602 BUSINESS PHONE: 5022231638 MAIL ADDRESS: STREET 1: P O BOX 535 CITY: FRANKFORT STATE: KY ZIP: 40602 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JENNINGS DON D CENTRAL INDEX KEY: 0001054753 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O FIRST FEDERAL STREET 2: P O BOX 535 CITY: FRANKFORT STATE: KY ZIP: 40602 BUSINESS PHONE: 5022231638 MAIL ADDRESS: STREET 1: C/O FIRST FEDERAL STREET 2: P O BOX 535 CITY: FRANKFORT STATE: KY ZIP: 40602 SC 13D/A 1 AMENDMENT NO. 1 TO FORM SCHEDULE 13D FOR DON D. JENNINGS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ___________________ SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d- 1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a) (AMENDMENT NO. 1)1 FRANKFORT FIRST BANCORP, INC. -------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share -------------------------------------------------- (Title of Class of Securities) 352128 20 1 -------------------- (CUSIP Number) Don D. Jennings 216 West Main Street Frankfort, Kentucky 40602 (502) 223-1638 ------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) September 30, 1998 ------------------------------------------------------ (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box. [ ] (Continued on following pages) (Page 1 of 4 pages) ____________ 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP No. 352128 20 1 Page 2 of 4 Pages 1. Names of reporting person I.R.S. Identification Nos. of above persons (entities only): Don D. Jennings 2. Check the appropriate box if a member of a group: (a) [ ] (b) [ ] 3. SEC use only: 4. Sources of funds: PF 5. Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e): [ ] 6. Citizenship or place of organization: United States Number of 7. Sole Voting Power: 9,878 shares beneficially 8. Shared Voting Power: 0 owned by each 9. Sole Dispositive Power: 9,878 reporting person with 10. Shared Dispositive Power: 0 11. Aggregate amount beneficially owned by each reporting person: 9,878 12. Check box if the aggregate amount in Row (11) excludes certain shares: [ ] 13. Percent of class represented by amount in Row (11): .61% 14. Type of reporting person: IN This amendment No. 1 dated September 30, 1998, to the Schedule 13D filed on December 31, 1997, on behalf of Don D. Jennings (the "Reporting Person") relates to the common stock, par value $.01 per share (the "Common Stock"), of Frankfort First Bancorp, Inc. (the "Issuer"), and is being filed pursuant to Rule 13d-2 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Capitalized terms used but not otherwise defined shall have the meanings ascribed to such terms in the Schedule 13D. Although the Reporting Person will no longer beneficially own more than 5% of the Issuer's Common Stock, the information in this Amendment No. 1 has been revised and updated to reflect the Reporting Person's current beneficial ownership of the Issuer's Common Stock. Item 3. Source and Amount of Funds or Other Consideration. 2,161 of the 9,878 shares of Common Stock, in which the Reporting Person has either sole or shared voting and dispositive power, were purchased by the Reporting Person with approximately $44,000 in personal funds. In July of 1997, the Reporting Person received 7,320 shares of Common Stock upon the termination of the Issuer's Employee Stock Ownership Plan (the "ESOP"). The remaining shares consist of (i) shares acquired through the vesting of restricted stock awards, and (ii) shares acquired under the Issuer's Dividend Reinvestment Option Plan ("DRP"). Item 5. Interest in Securities of the Issuer. (a) As of the date of this Amendment No. 1 to the Schedule 13D, the Reporting Person beneficially owns 9,878 shares of Common Stock, which constitute approximately .61% of the 83,948 shares of Common Stock outstanding. (b) The Reporting Person has sole voting and dispositive power with respect to 1,350 shares purchased with personal funds, 7,320 shares received upon termination of the Issuer's ESOP, 108 shares acquired through the vesting of restricted stock awards, 94 shares acquired through the DRP, and 1,006 shares held through the Reporting Person's IRA. The Reporting Person does not exercise shared voting and/or dispositive power with respect to shares owned by the Reporting Person's father (William C. Jennings, President and Chief Executive Officer of the Issuer), and shares owned by the Reporting Person's mother (Joyce H. Jennings, Vice President of the Issuer). (c) No other transactions in the Issuer's Common Stock were effected by the Reporting Person during the past 60 days other than as described herein. (d) No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares held by the Reporting Person. (e) As of the date of this report, the Reporting Person's beneficial ownership (as defined in Rule 13d-3 of the Exchange Act) of Common Stock will not include any shares of Common Stock held by the Reporting Person's father and mother, resulting in the Reporting Person's beneficial ownership of Common Stock to constitute less than 5% of the outstanding shares of Common Stock. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. October 5, 1998 /s/ Don D. Jennings - --------------- --------------------------------- Date Signature Don D. Jennings, Vice President Frankfort First Bancorp, Inc. -----END PRIVACY-ENHANCED MESSAGE-----